Sarbanes-Oxley Compliance Journal


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Editor's Bookshelf

Protecting Your Company Against Civil & Criminal Liability

This book contains details on little-known mathematical theorems used primarily in medicine and economics which may be a solution to the spiraling costs of complying with this federal legislation.

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Internal Audit Case Study Competition
Cindy Fornelli
Executive Director
Center for Audit Quality

The Center for Audit Quality (CAQ) applauds the winners of the Internal Audit Case Study Competition, held at the Los Angeles Athletic Club on October 23, 2014.

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News
>	Rapid Data Extraction in the Field
>	Enhanced Finance Controls
>	You Can Own the Infrastructure of a Country
>	SIEM Solutions Don’t Reduce Security Incidents
>	PCI Guidance On Security Awareness Programs on the Mark
>	Stem the Onslaught of System Wide Attacks
>	Exploring Strong Investor Confidence in U.S. Stock Exchanges
>	Digital Forensics Takes The Next Step
>	Now Is the Time for Secure DNS
>	BlackLine Recognized in Enhanced Finance
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Features
>	Are You Still Auditing in Excel?
>	The Unpaid Summer Intern that Could Cost You Millions
>	Rights Structure as a Living Entity
>	Whistleblower to Receive Over $17 Million
>	Worn on the Sleeve
>	How CIOs Can Drive Innovation
>	Five Steps to Fighting Fraud with Professional Skepticism
>	How to Leverage Brand Intelligence for Fraud Management
>	SEC Conflict Minerals Rule Conjures Up Controversy
>	Are Your Employees Sabotaging Your Company’s Accountability?
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SEC Provides Guidance on CyberSecurity Reviews
Elizabeth Ferrell
Partner, Washington, DC
McKenna Long & Aldridge

In an April 15, 2014 Risk Alert, the U.S. Securities and Exchange Commission's Office of Compliance Inspection and Examinations (OCIE) announced that it would conduct examinations of more than 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity.

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People in the News
Dolinar to Chair AICPA Committee
Jim Dolinar Managing Partner, Assurance Professional Practice Crowe Horwath	The American Institute of CPAs (AICPA) has named Jim Dolinar, CPA chairman of the Financial Reporting Executive Committee (FinREC). read more >
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Solutions

How Does eDiscovery Affect How We Save Our Information?

The Electronic Discovery Reference Model (EDRM) begins with a node titled Information Management, which recognizes the relationship between the normal information handling practices of an organization, and the impact those practices have on the electronic discovery process.

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